Thoughts for Field Guide
1) Change Process
Consider Noel Tichy's formula for change as a precursor to an implementation plan. Specifically,
D x V x I > R
D- Dissatisfaction
V- Vision
I- Inertia
R- Resistance
Tichy's formula is consistent with Kotter's 8-step process for organizational change and improvement. While simplistic to understand, significant complexity exists in effectively applying the concepts. The level of "dissatisfaction" with current results combined with the "vision" of where the school and school leadership would like to see results are important variables that should be considered prior to implementing and improvement strategy ("inertia"). Culture, expectations, habits, capacity, systemic leadership, etc. can all be components of "resistance."
2) Root Causes and appropriate intervention
Determining the intervention option that best aligns with actual root cause(s) of the impediments to student learning may be the most challenging element of the diagnostic process. Often, educators apply "training" or "staff development" opportunities for staff as the only response to improving results. This intervention is effective if lack of capacity is the root cause. The root cause could be the belief system of the staff, the culture of the organization, the motivation or inspiration of stakeholder groups to pursue excellence, ineffective processes, or simply insufficient resources for current improvement efforts.
3) Assumptions, Values, and Beliefs
As was discussed in earlier correspondence, the "what" and "how" of effective school improvement efforts are well reflected in the "standards" and "code of ethics." The following could serve as a catalyst for continuing discussion with regard to the "why" of the improvement efforts. Assumptions and Values lead to Beliefs which in turn govern actions. The following (in no particular order) are drawn from research and experiential reports and results.
a) The level of expectations for student achievement results is closely aligned with the degree to which adults believe that all students can learn and are willing to accept responsibility for that learning (1980's effective school research, current PLC and collaborative practices)
b) The building principal is the logical assignment for the individual charged with the responsibility as the instructional leader of the school.
c) Teachers and other individuals who work with students can, and do, have an impact on student performance.
d) Formative processes, monitoring for student learning, and connective relationships typically produce the highest gains in student learning when implemented effectively within classrooms.
e) Most challenges in performance can be attributed to local and systemic processes rather than human resources.
f) The more advanced in the organization a human resource issue exists, the more potential harm that can be done to the success of the organization.
g) Begin all diagnostics with an assumption of uncertainty to ensure the discovery of "blind spots." (Drucker)
h) Structured Peer to Peer networks is a sustainable framework for continuous improvement.
i) Leadership development and responsibility at the Board/Superintendent, Principal, Teacher, and Student levels provides an empowered environment for accountable results.
j) Assessment driven instructional practices generates a motivational context for improvement while interest based mentoring relationships forms an inspirational context for improvement.
k) A team approach and participatory structure for input will increase the likelihood of successful and sustainable implementation.
4) Focus on Systemic Factors
For the 3rd chapter of the Field Guide, consider these areas as part of the diagnostic process.
What is the quality of the student/teacher relationships within the school?
What is the leadership effectiveness at the Principal, Teacher, and Student levels?
What is the quality of the current local assessments used to determine student performance?
How coherent are the monitoring processes for student achievement among all stakeholder groups?
What is the current instructional improvement design?
What are the current budget and resource priorities?